Root Cause Analysis for Internal Auditors

Overview

Introduction

This 5-day training provides internal auditors with practical tools and analytical techniques to identify and address the true causes of nonconformities and process failures. It focuses on enhancing audit outcomes through structured root cause analysis methods such as the 5 Whys, Fishbone Diagrams, and Pareto Analysis. Participants will learn to implement effective corrective and preventive actions that strengthen compliance, reduce recurrence, and drive organizational improvement.

Learning Outcomes

By the end of this training course, participants will be able to:

  • Apply root cause analysis tools to audit findings and nonconformities.
  • Differentiate between symptoms and systemic root causes.
  • Develop effective corrective and preventive action (CAPA) plans.
  • Integrate RCA techniques into the internal audit process.
  • Communicate analytical findings clearly to management.

Main Modules

  1. Fundamentals of Root Cause Analysis in Auditing
  2. Tools and Techniques for Root Cause Identification
  3. Data-Driven Validation of Root Causes
  4. Corrective and Preventive Action (CAPA) Development
  5. Integrating RCA with Internal Audit Frameworks
  6. Audit Reporting and Communication of Findings
  7. Sustaining Improvements and Monitoring Effectiveness
  8. Continuous Improvement and Best Practices in RCA

Certification

All participants will be provided with a program completion certificate from TRACEZ on satisfying the following conditions:

  • 100% attendance in the class and involvement in group discussions
  • Submission of continuous assessment (individual exercise and group exercise)
  • Successful completion of the end of course assessment


Mode Of Learning

online, classroom

Course Code

TRLM010

Price

Duration

5 Days

Category

Leadership & Management

Language

English

Certification

Yes

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